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Essential Background Reading

 

Prospective Applicants should familiarise themselves with the CLC Regulatory Arrangements and Handbook to assist the drafting of their policies and procedures.

CLC Code of Conduct & Other Relevant Codes:

Anti-Money Laundering (AML)

 

Below is a list of useful AML Documents:

AML Practice Wide Risk Assessment Template:

AML Client and Matter Risk Assessment Template:

Compliance Notice - Source of Funds and Source of Wealth:

CLC AML Non-Compliance Case Studies:

AML Red Flags: