Risk Agenda

The 2021 Risk Agenda highlights issues that the practices and individuals regulated by the CLC need to be mindful of to ensure that they do not find themselves out of compliance.

It details issues that CLC staff have encountered during their monitoring and inspection work, from those that affect every practice – such as anti-money laundering – to those that become problematic for a relative few, like storing files after closure and sets out steps that practices can take to protect themselves and their clients.

It also looks at steps firms can take ease the Professional Indemnity Insurance round.