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Factsheets and Example Policies

Listed below are Factsheets and Example Policies for you to use as a supplementary aid alongside the Guidance for Practice Applicants to establish the information that should be included in an application to be regulated by the CLC.

 

Factsheets

Factsheet 1 - Setting up a New Legal Practice and Becoming Regulated by the CLC

Factsheet 2 - Providing Compliant Legal Services

Factsheet 3 - Compliant Policies 

 

Example Policies

AML Policy Example

Business Continuity Plan Example

Complaints Procedure Example 

Cybercrime Policy Example

Equalities Policy Example

Template Terms of Engagement Example